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Security and
Regulation
The financial strength, security and regulation of the global Monex group is integral to Monex’s past and continued success in the future. Monex is a fully regulated and compliant entity in all countries where we operate. We exercise strong risk management, corporate governance and anti-money laundering controls. Find out more about our regulatory status and compliance procedures.
REGULATORY & COMPLIANCE INFORMATION
Operating under strict, comprehensive anti-money laundering procedures, Monex Canada is registered in all Canadian provinces.
Monex Canada is registered with the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) as a Money Services Business (MSB) under registration number M17698932.
Monex Canada is also licensed and regulated by the Autorité des marchés financiers (AMF) in the Canadian province of Québec under licence number 902560.
In line with regulatory requirements, Monex Canada has a legal responsibility to protect the global financial system from money laundering and the illegal transfer of funds across international borders in accordance with Canada’s Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTF Act). In order to address this essential aspect of our business, we have incorporated a comprehensive Anti-Money Laundering & Terrorist Financing and Regulatory Compliance Program into our daily operations.
Monex Canada and other Monex Group members do not act as advisers in respect of foreign exchange, securities or investments.