Security and

Regulation

The financial strength, security and regulation of the global Monex group is integral to Monex’s past and continued success in the future. Monex is a fully regulated and compliant entity in all countries where we operate. We exercise strong risk management, corporate governance and anti-money laundering controls. Find out more about our regulatory status and compliance procedures.

REGULATORY & COMPLIANCE INFORMATION

Operating under strict, comprehensive anti-money laundering procedures, Monex Canada is registered in all Canadian provinces.

Monex Canada is registered with the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) as a Money Services Business (MSB) under registration number M17698932.

Monex Canada is also licensed and regulated by the Autorité des marchés financiers (AMF) in the Canadian province of Québec under licence number 902560.